Filing Details
- Accession Number:
- 0000014693-10-000114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-05 16:28:34
- Reporting Period:
- 2010-10-04
- Filing Date:
- 2010-10-05
- Accepted Time:
- 2010-10-05 16:28:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BFA/BFB | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197218 | C Donald Berg | 850 Dixie Highway Louisville KY 40210 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common | Acquisiton | 2010-10-04 | 8,903 | $25.06 | 24,865 | No | 4 | M | Direct | |
| Class B Common | Disposition | 2010-10-04 | 2,994 | $61.60 | 21,871 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common | Non-Qualified Stock Option (right to buy) | Disposition | 2010-10-04 | 8,903 | $0.00 | 8,903 | $25.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-05-01 | 2012-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common | 11,960 | Direct | |
| Class B Common | 2,519 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common | Non-Qualified Stock Option (right to buy) | $30.62 | 2006-05-01 | 2013-04-30 | 19,024 | 19,024 | Direct |
| Class B Common | Non-Qualified Stock Option (right to buy) | $36.35 | 2007-05-01 | 2014-04-30 | 15,138 | 15,138 | Direct |
| Class B Common | Stock Appreciation Right | $46.19 | 2008-05-01 | 2015-04-30 | 13,062 | 13,062 | Direct |
| Class B Common | Stock Appreciation Right | $56.50 | 2009-05-01 | 2016-04-30 | 10,104 | 10,104 | Direct |
| Class B Common | Stock Appreciation Right | $54.58 | 2010-05-01 | 2017-04-30 | 11,567 | 11,567 | Direct |
| Class B Common | Stock Appreciation Right | $57.40 | 2011-05-01 | 2018-04-30 | 13,588 | 13,588 | Direct |
| Class B Common | Stock Appreciation Right | $43.72 | 2012-05-01 | 2019-04-30 | 22,264 | 22,264 | Direct |
| Class B Common | Stock Appreciation Right | $62.13 | 2013-05-01 | 2020-04-30 | 12,165 | 12,165 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-04-30 | 19,024 | 19,024 | Direct |
| 2014-04-30 | 15,138 | 15,138 | Direct |
| 2015-04-30 | 13,062 | 13,062 | Direct |
| 2016-04-30 | 10,104 | 10,104 | Direct |
| 2017-04-30 | 11,567 | 11,567 | Direct |
| 2018-04-30 | 13,588 | 13,588 | Direct |
| 2019-04-30 | 22,264 | 22,264 | Direct |
| 2020-04-30 | 12,165 | 12,165 | Direct |
Footnotes
- Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of October 4, 2010.
Billionaire Hedge Funds
