Filing Details
- Accession Number:
- 0000808450-10-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-05 16:19:25
- Reporting Period:
- 2010-10-04
- Filing Date:
- 2010-10-05
- Accepted Time:
- 2010-10-05 16:19:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808450 | Navistar International Corp | NAV | Motor Vehicles & Passenger Car Bodies (3711) | 363359573 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240132 | E Phyllis Cochran | 4201 Winfield Road Warrenville IL 60555 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-04 | 4,745 | $21.22 | 31,176 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-04 | 3,136 | $42.43 | 28,040 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-04 | 4,745 | $0.00 | 4,745 | $21.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,797 | Indirect | By 401(k) Plan |
Premium Share Units | 3,180 | Direct |
Footnotes
- The reporting person acquired 0.3341 shares on February 4, 2010, as part of an allocation of proceeds received from settlement of a lawsuit. The allocation of proceeds was made to all Navistar 401(k) plan participants.
- The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
- The Option became exercisable as to 12 shares on 12/12/2001; as to 2,366 shares on 12/12/2002; and as to 2,367 shares on 12/12/2003.