Filing Details
- Accession Number:
- 0001225208-10-019793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-25 15:43:55
- Reporting Period:
- 2010-08-23
- Filing Date:
- 2010-08-25
- Accepted Time:
- 2010-08-25 15:43:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
357264 | Pacific Capital Bancorp | PCBC | State Commercial Banks (6022) | 953673456 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233927 | C Roger Knopf | 14692 Knopf Court Morgan Hill CA 95037 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-08-23 | 16,100 | $1.25 | 118,779 | No | 4 | S | Indirect | By IRA |
Common Stock | Disposition | 2010-08-23 | 2,200 | $1.25 | 16,500 | No | 4 | S | Indirect | By Wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By Wife |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,789 | Indirect | By Custodian For Child |
Footnotes
- The reporting persons sale of PCBC common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 18,300 shares, with the reporting persons puchase of 18,300 shares of common stock at a price of $.8684 per share on August 16, 2010. The reporting person has agreed to pay to PCBC, upon settlement of the sale, $5,663.65, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.