Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001249155-12-000012)

Filing Details

Accession Number:: 0001249155-12-000012
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-07-02 16:12:41
Reporting Period:: 2012-06-28

Filing Date:: 2012-07-02
Accepted Time:: 2012-07-02 16:12:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1477246	S&W Seed Co	SANW	Agricultural Production-Crops (100)	271275784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1292351	W Robert Lishman	430 Cambridge Avenue, Suite 100 Palo Alto CA 94306		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-06-28	10,000	$5.20	1,898,800	No	4	S	Indirect	By Limited Partnership
Common Stock	Disposition	2012-06-29	200	$5.42	1,898,600	No	4	S	Indirect	By Limited Partnership
Common Stock	Disposition	2012-06-29	100	$5.43	1,898,500	No	4	S	Indirect	By Limited Partnership
Common Stock	Disposition	2012-06-29	300	$5.44	1,898,200	No	4	S	Indirect	By Limited Partnership
Common Stock	Disposition	2012-06-29	595	$5.45	1,897,605	No	4	S	Indirect	By Limited Partnership

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Limited Partnership
No	4	S	Indirect	By Limited Partnership
No	4	S	Indirect	By Limited Partnership
No	4	S	Indirect	By Limited Partnership
No	4	S	Indirect	By Limited Partnership

Footnotes

The reporting person is the general partner of the seller limited partnership. As such, he is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. He disclaims beneficial ownership of the securities owned by the limited partnership except to the extent of his pecuniary interest.