Filing Details
- Accession Number:
- 0001079973-12-000499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-02 15:41:09
- Reporting Period:
- 2012-06-29
- Filing Date:
- 2012-07-02
- Accepted Time:
- 2012-07-02 14:41:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1167419 | Aspenbio Pharma Inc. | APPY | In Vitro & In Vivo Diagnostic Substances (2835) | 841553387 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008071 | Gregory Pusey | C/O Aspenbio Pharma, Inc. 1585 S. Perry Street Castle Rock CO 80104 | Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-29 | 2,000 | $1.94 | 21,704 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,136 | Direct | |
| Common Stock | 2,014 | Indirect | By IRA |
| Common Stock | 2,465 | Indirect | By wife & wife's IRA |
| Common Stock | 476 | Indirect | By Cambridge Holdings |
Footnotes
- Reflects a one-for five reverse stock split effected July 29, 2011 and a one-for-six reverse stock split effected June 20, 2012.
- Holds jointly with wife.
Billionaire Hedge Funds
