Filing Details

Accession Number:
0001181431-10-049567
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-04 20:53:12
Reporting Period:
2010-09-30
Filing Date:
2010-10-04
Accepted Time:
2010-10-04 20:53:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350102 Ascent Solar Technologies Inc. ASTI Semiconductors & Related Devices (3674) 203672603
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1466314 Ron Eller C/O Ascent Solar Technologies, Inc.
12300 Grant Street
Thornton CO 80241
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-30 3,113 $0.00 10,081 No 4 M Direct
Common Stock Disposition 2010-10-01 1,600 $3.18 8,481 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2010-09-30 3,113 $0.00 3,113 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,113 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  2. The shares were sold pursuant to a sales plan adopted by the reporting person on January 13, 2010 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
  3. The restricted stock units vest in four equal installments on the last day of each fiscal quarter in 2010.