Filing Details
- Accession Number:
- 0001181431-10-049498
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-04 19:41:56
- Reporting Period:
- 2010-09-30
- Filing Date:
- 2010-10-04
- Accepted Time:
- 2010-10-04 19:41:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195187 | M Elizabeth Markowski | 12300 Liberty Boulevard Englewood CO 80112 | Sr Vice President & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Common Stock | Acquisiton | 2010-09-30 | 60,067 | $0.00 | 83,056 | No | 4 | M | Direct | |
Series A Common Stock | Disposition | 2010-09-30 | 24,676 | $30.81 | 58,380 | No | 4 | F | Direct | |
Series C Common Stock | Acquisiton | 2010-09-30 | 58,063 | $0.00 | 80,238 | No | 4 | M | Direct | |
Series C Common Stock | Disposition | 2010-09-30 | 23,853 | $30.56 | 56,385 | No | 4 | F | Direct | |
Series A Common Stock | Disposition | 2010-10-01 | 20,746 | $30.69 | 37,634 | No | 4 | S | Direct | |
Series C Common Stock | Disposition | 2010-10-01 | 19,932 | $30.46 | 36,453 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Series A Common | Restricted Share Units | Disposition | 2010-09-30 | 60,067 | $0.00 | 60,067 | $0.00 |
Series C Common | Restricted Share Units | Disposition | 2010-09-30 | 58,063 | $0.00 | 58,063 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
120,134 | No | 4 | M | Direct | ||
116,126 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Common Stock | 136 | Indirect | by spouse |
Series C Common Stock | 136 | Indirect | by spouse |
Series A Common Stock | 388 | Indirect | by 401(k) Plan |
Series C Common Stock | 3,562 | Indirect | by 401(k) Plan |
Footnotes
- Stock withheld in payment of tax liability upon vesting of Restricted Share Units.
- Each Restricted Share Unit represents a right to receive one share of Issuer's Series A common stock or Series C common stock, as the case may be.
- The price reflects a weighted average of sales made at prices ranging from $30.505 to $31.00. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $30.2775 to $30.78. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The Reporting Person disclaims beneficial ownership of these shares owned by her spouse.
- The Restricted Share Units vest at 33.3% of the units on September 30, 2010 and the remaining units vest in two equal semi-annual installments on March 31, 2011 and September 30, 2011.