Filing Details
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2009-08-03 13:13:09
- Reporting Period:
- 2009-07-30
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123541 | Penson Worldwide Inc | PNSN | () |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1286502 | Richard Thomas Johnson | C/O Penson Worldwide, Inc. 1700 Pacific Avenue, Suite 1400 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2009-07-31 | 45,900 | $11.75 | 1,040,522 | No | 4 | S | Indirect | By Call Now, Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Call Now, Inc. |
Billionaire Hedge Funds
