Filing Details
- Accession Number:
- 0001234452-10-000177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-04 18:29:06
- Reporting Period:
- 2010-09-30
- Filing Date:
- 2010-10-04
- Accepted Time:
- 2010-10-04 18:29:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1445355 | K Derek Aberle | 5775 Morehouse Dr. San Diego CA 92121-1714 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-30 | 2,000 | $35.66 | 3,034 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-30 | 2,000 | $45.00 | 1,034 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-09-30 | 2,000 | $0.00 | 2,000 | $35.66 |
Common Stock | Phantom Stock Unit | Acquisiton | 2010-09-30 | 271 | $43.55 | 271 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
213,000 | 2018-11-06 | No | 4 | M | Direct | |
8,098 | No | 4 | A | Indirect |
Footnotes
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- Includes 266 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2010 and 314 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2010
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
- The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.
- The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.