Filing Details
- Accession Number:
- 0001010549-10-000518
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-20 15:38:11
- Reporting Period:
- 2010-08-18
- Filing Date:
- 2010-08-20
- Accepted Time:
- 2010-08-20 15:38:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 17313 | Capital Southwest Corp | CSWC | () | 751072796 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182922 | M William Ashbaugh | 12900 Preston Rd Ste 700 Dallas TX 75230 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-18 | 782 | $65.70 | 782 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-18 | 782 | $91.56 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | Acquisiton | 2010-08-18 | 782 | $65.70 | 7,500 | $65.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,718 | 2002-08-27 | 2011-08-28 | No | 4 | M | Direct |
Footnotes
- Mr. Ashbaugh entered into a binding agreement to exercise an option for 782 shares on 8/18/10 but did not acquire title to those shares until 8/20/10.
- Exercisable in ten (10) annual cumulative installments of 1,500 shares.
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