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Filing Details

Accession Number:: 0001217463-10-000008
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-10-04 16:36:39
Reporting Period:: 2010-10-01

Filing Date:: 2010-10-04
Accepted Time:: 2010-10-04 16:36:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
38067	Forest City Enterprises Inc	FCEA/FCEB	Operators Of Nonresidential Buildings (6512)	340863886

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217463	A Charles Ratner	50 Public Square, Suite 1100 Cleveland OH 44113	Ceo & Pres	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2010-10-01	319	$12.80	7,175	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2010-10-01	950	$12.80	18,927	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2010-10-01	1,600	$12.80	31,479	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2010-10-01	1,042	$12.80	17,517	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	811,019	Indirect	See footnote
Class A Common Stock	4,204	Indirect	See footnote
Class A Common Stock	237,500	Indirect	See footnote
Class A Common Stock	441,806	Indirect	See footnote
Class A Common Stock	2,236	Indirect	See footnote
Class A Common Stock	8,198	Indirect	See footnote
Class A Common Stock	3,215	Indirect	See footnote
Class A Common Stock	5,034	Direct
Class A Common Stock	15,151	Indirect	See footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	900	900	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	75,078	75,078	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	490,587	490,587	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	23,531	23,531	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	5,992	5,992	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	5,992	5,992	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	5,992	5,992	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	5,992	5,992	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	233,080	233,080	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	378,500	378,500	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	3,120	3,120	Indirect
Class A Common	2003 Stock Option Grant (right to buy)	$15.50	2005-03-17	2013-03-17	43,200	43,200	Direct
Class A Common	2005 Stock Option Grant (right to buy)	$31.75	2007-04-06	2015-04-06	40,000	40,000	Direct
Class A Common	2006 Stock Option Grant (right to buy)	$46.37	2008-04-04	2016-04-04	40,000	40,000	Direct
Class A Common	2007 Stock Option Grant (right to buy)	$65.35	2009-03-29	2017-03-29	40,000	40,000	Direct
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	19,691	19,691	Direct
Class A Common	2009 Stock Option Grant (right to buy)	$7.80	2011-04-21	2019-04-21	24,220	24,220	Direct
Class A Common	2010 Stock Option Grant (right to buy)	$15.89	2011-04-14	2020-04-14	40,289	40,289	Direct
Class A Common Stock	2008 Performance Shares	$0.00	2012-01-31	1988-08-08	21,990	21,990	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
1988-08-08	900	900	Indirect
1988-08-08	75,078	75,078	Indirect
1988-08-08	490,587	490,587	Indirect
1988-08-08	23,531	23,531	Indirect
1988-08-08	5,992	5,992	Indirect
1988-08-08	5,992	5,992	Indirect
1988-08-08	5,992	5,992	Indirect
1988-08-08	5,992	5,992	Indirect
1988-08-08	233,080	233,080	Indirect
1988-08-08	378,500	378,500	Indirect
1988-08-08	3,120	3,120	Indirect
2013-03-17	43,200	43,200	Direct
2015-04-06	40,000	40,000	Direct
2016-04-04	40,000	40,000	Direct
2017-03-29	40,000	40,000	Direct
2018-06-18	19,691	19,691	Direct
2019-04-21	24,220	24,220	Direct
2020-04-14	40,289	40,289	Direct
1988-08-08	21,990	21,990	Direct

Footnotes

Charles Ratner Revocable Trust dated 7/17/1981.
Charles Ratner 2001 Trust - dated 11/01/01. Trust holds 33,803 shares to split among children; son Adam has an interest in 8,132 shares. Charles Ratner disclaims beneficial interest. Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2010. The price $12.801 represents a weighed average of sales prices ranging from $12.71 per share to $12.85 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
Held by spouse in an account at UBS Investments.
Illana Horowitz Ratner Trust - dated 12/29/92 (spouse).
Charles Ratner 1986 Remainder Interest Trust - Albert Ratner is trustee; Charles Ratner has no benifical interest, he retains an income interest for life. Beneficiaries are his children.
Max Ratner 1986 Family Trust for the Benefit of Kevin Ratner (adult child of Charles Ratner) - Charles Ratner is trustee.
Max Ratner 1986 Family Trust for the Benefit of Rachel Ratner (adult child of Charles Ratner) - Charles Ratner is trustee.
Max Ratner 1988 Grandchildrens Trust - a limited partner in RMS, Ltd., for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest.
Charles Ratner 1986 Family Trust Agreement U/A/D 12/18/86 FBO Adam Ratner. Charles Ratner disclaims beneficial interest. Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2010. The price $12.801 represents a weighed average of sales prices ranging from $12.71 per share to $12.85 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
General Partnership interest in RMS, Ltd. partnership a 10% shareholder.
The Charles Ratner Revocable Trust Agreement dated 7/17/1981, as modified (Charles is settlor and co-trustee). RMS, Ltd. limited partnership interest.
The Charles Ratner Revocable Trust Agreement dated 7/17/1981, as modified (Charles is settlor and co-trustee) FCE Management, L.P. interest as limited partner in RMS, Ltd.
Charles Ratner 2001 Trust - dated 11/01/01 - FCE Management, L.P. interest as limited partner in RMS, Ltd. - total holdings of trust are 94,124, shares are split among children, son Adam has an interest in 23,531. Charles Ratner disclaims beneficial interest.
Max Ratner 1986 Family Trust for the benefit of Kevin Ratner (son) - Charles Ratner is Trustee.
Max Ratner 1986 Family Trust for the benefit of Rachel Ratner (daughter) - Charles Ratner is Trustee.
Max Ratner 1986 Family Trust for the benefit of Jonathan Ratner (son) - Charles Ratner is Trustee. Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2010. The price $12.801 represents a weighed average of sales prices ranging from $12.71 per share to $12.85 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
Max Ratner 1986 Family Trust for the benefit of Adam Ratner (son) - Charles Ratner is Trustee.
Max Ratner 1999 Irrevocable Trust - a limited partnership interest in FCE Management, L.P., a limited partner of RMS, Ltd., for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest.
Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest. Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2010. The price $12.801 represents a weighed average of sales prices ranging from $12.71 per share to $12.85 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
Adam Ratner - individual account (son). Charles Ratner disclaims any beneficial interest.
2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
Performance Shares Award - granted 6/18/2008 - performance period is from May 1, 2008 to January 31, 2012. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 175% of the number of Performance Shares granted. Fair market value on date of grant is $36.38 per share. There is no fixed expiration date.
Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.