Filing Details
- Accession Number:
- 0001140361-10-039625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-04 16:09:12
- Reporting Period:
- 2010-09-30
- Filing Date:
- 2010-10-04
- Accepted Time:
- 2010-10-04 16:09:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108185 | Occam Networks Inc | OCNW | Computer Communications Equipment (3576) | 770442752 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
913527 | P L Partners Capital Chen | 230 Park Avenue New York NY 10169 | No | No | Yes | No | |
1026377 | Herbert Chen | 650 Madison Avenue New York NY 10022 | No | No | Yes | No | |
1326560 | Lattanzio Chen Partners Lp | 650 Madison Avenue 17Th Floor New York NY 10022 | No | No | Yes | No | |
1356742 | John Lattanzio | 650 Madison Avenue New York NY 10022 | No | No | Yes | No | |
1502094 | Lattanzio Chen Management, Llc | 650 Madison Avenue New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value (The "Common Stock") | Disposition | 2010-09-30 | 29,946 | $7.75 | 167,500 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 422,500 | Direct |
Footnotes
- The shares of Common Stock are held by Lattanzio Chen Partners, L.P and Chen Capital Partners L.P. Herbert Chen and John Lattanzio are the managing members of Lattanzio Chen Management, LLC, which serves as investment advisor to Lattanzio Chen Partners, L.P. Mr. Chen is the general partner of Chen Capital Partners, L.P. Each of Mr. Chen, Mr. Lattanzio, Lattanzio Chen Partners, L.P., Chen Capital Partners L.P. and Lattanzio Chen Management LLC (the "LC Parties") disclaim beneficial ownership of the shares of Common Stock to the extent such beneficial ownership exceeds such person's pecuniary interest therein.
- Shares of Common Stock directly held by Mr. Chen.