Filing Details
- Accession Number:
- 0001140361-10-039620
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-04 16:03:42
- Reporting Period:
- 2010-10-01
- Filing Date:
- 2010-10-04
- Accepted Time:
- 2010-10-04 16:03:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059790 | Pozen Inc | POZN | Pharmaceutical Preparations (2834) | 621657552 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208290 | E John Barnhardt | C/O Pozen Inc. 1414 Raleigh Road, Suite 400 Chapel Hill NC 27517 | Vp, Finance And Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-01 | 6,745 | $4.25 | 27,720 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-01 | 1,900 | $7.15 | 25,820 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-10-01 | 32 | $7.08 | 25,788 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-10-01 | 400 | $7.07 | 25,388 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-10-01 | 300 | $7.06 | 25,088 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-10-01 | 4,113 | $7.05 | 20,975 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-01 | 6,745 | $0.00 | 6,745 | $4.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-10-04 | No | 4 | M | Direct |
Footnotes
- The sale transactions reported in this Form 4 were effected by the reporting person pursuant to a Rule 10b5-1 trading plan.
- The options vested in four equal installments, with the initial vesting date occuring on October 4, 2001.
Billionaire Hedge Funds
