Filing Details
- Accession Number:
- 0001144204-10-052168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-04 12:43:05
- Reporting Period:
- 2010-10-04
- Filing Date:
- 2010-10-04
- Accepted Time:
- 2010-10-04 12:43:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895642 | Ener1 Inc | HEV | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 592479377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1312038 | Anthony Gerard Herlihy | Ener1, Inc. 1540 Broadway Suite 25C New York NY US 10036 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-04 | 12,857 | $3.73 | 20,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | $4.19 | 2008-12-19 | 2012-12-31 | 71,429 | 71,429 | Direct |
Common Sotck | Stock option | $2.17 | 2009-10-16 | 2012-12-31 | 35,714 | 107,143 | Direct |
Common Stock | Stock option | $4.05 | 2010-02-17 | 2012-12-31 | 24,500 | 131,643 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-12-31 | 71,429 | 71,429 | Direct |
2012-12-31 | 35,714 | 107,143 | Direct |
2012-12-31 | 24,500 | 131,643 | Direct |
Footnotes
- The common stock disposals reported in this Form 4 were sold pursuant to a Rule 10b5-1 trading plan. The sales price is a weighted average price of multiple transactions at prices ranging from $3.67 to $3.78. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price of the securities for each transaction reported in the Form 4.