Filing Details
- Accession Number:
- 0001225208-10-021775
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-04 10:56:27
- Reporting Period:
- 2010-09-30
- Filing Date:
- 2010-10-04
- Accepted Time:
- 2010-10-04 10:56:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1055099 | A Leon Felman | 12300 Olive Boulevard St. Louis MO 63141 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-30 | 3,023 | $6.62 | 135,966 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,701 | Indirect | By Daughter IRA |
| Common Stock | 549,203 | Indirect | By Family Trust |
| Common Stock | 103,905 | Indirect | By IRA I |
| Common Stock | 39,324 | Indirect | By Spouse IRA |
| Common Stock | 612 | Indirect | By Stock Award |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualfied Stock Option (right to buy) | $11.53 | 2004-07-21 | 2014-07-21 | 6,000 | 6,000 | Direct |
| Common Stock | Stock Option (right to buy) | $18.48 | 2006-07-19 | 2011-07-19 | 1,500 | 1,500 | Direct |
| Common Stock | Stock Option (right to buy) | $7.70 | 2008-11-03 | 2018-11-03 | 4,000 | 4,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-07-21 | 6,000 | 6,000 | Direct |
| 2011-07-19 | 1,500 | 1,500 | Direct |
| 2018-11-03 | 4,000 | 4,000 | Direct |
Footnotes
- This form reflects increases in beneficial ownership resulting from exempt acquisitions under a Dividend Reinvestment Plan (''DRIP'') pursuant to Rule 16a-11.
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on October 28, 2010.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
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