Filing Details
- Accession Number:
- 0001209191-10-048396
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-04 10:44:25
- Reporting Period:
- 2010-09-30
- Filing Date:
- 2010-10-04
- Accepted Time:
- 2010-10-04 10:44:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 933974 | Brooks Automation Inc | BRKS | Special Industry Machinery, Nec (3559) | 043040660 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234454 | S Thomas Grilk | C/O Brooks Automation, Inc. 15 Elizabeth Drive Chelmsford MA 01824 | Sr. Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-09-30 | 1,058 | $6.87 | 72,563 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-10-01 | 2,275 | $6.77 | 70,288 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on September 30, 2010 of 3,333 shares of restricted stock held by the reporting person.
- The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2009.
Billionaire Hedge Funds
