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Home > Insider Trading > Filing (0001209191-10-048359)

Filing Details

Accession Number:: 0001209191-10-048359
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-10-04 07:39:39
Reporting Period:: 2010-10-01

Filing Date:: 2010-10-04
Accepted Time:: 2010-10-04 07:39:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029730	Ladenburg Thalmann Financial Services Inc	LTS	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	650701248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1215060	M Richard Krasno	William R. Kenan, Jr. Charitable Trust, P.o. Box 3858 Chapel Hill NC 27515		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-10-01	50,000	$1.00	50,000	No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	215,500	Direct

Footnotes

Following shareholder approval at the Ladenburg Thalmann Financial Services Inc. 2010 Annual Meeting, the securities were acquired on October 1, 2010 pursuant to a Stock Purchase Agreement dated as of May 28, 2010 between the reporting person and Ladenburg Thalmann Financial Services Inc.
Dr. Richard M. Krasno is the sole trustee and beneficiary of The Richard M. Krasno Living Trust dated 10/6/2009.