Filing Details
- Accession Number:
- 0001181431-10-048930
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-01 19:15:40
- Reporting Period:
- 2010-10-01
- Filing Date:
- 2010-10-01
- Accepted Time:
- 2010-10-01 19:15:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413087 | Jr M Walter Rosebrough | 5960 Heisley Road Mentor OH 44060 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Disposition | 2010-10-01 | 2,600 | $33.24 | 109,400 | No | 4 | S | Direct | |
| Common Shares, No Par Value | Disposition | 2010-10-01 | 9,000 | $33.04 | 100,400 | No | 4 | S | Direct | |
| Common Shares, No Par Value | Acquisiton | 2010-10-01 | 11,000 | $33.43 | 111,400 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Acquisiton | 2010-10-01 | 12,000 | $33.43 | 123,400 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Conversion of Restricted Stock Units | Disposition | 2010-10-01 | 11,000 | $0.00 | 11,000 | $0.00 |
| Common Shares, No Par Value | Conversion of Restricted Stock Units | Disposition | 2010-10-01 | 12,000 | $0.00 | 12,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- This open market sale of a total of 2,600 Common Shares is for the purpose of providing for the taxes payable upon the vesting of 23,000 restricted stock units and is made pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 9, 2010.
- This open market sale of a total of 9,000 Common Shares is for the purpose of providing for the taxes payable upon the vesting of 23,000 restricted stock units and is made pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 9, 2010.
- This acquisition of 11,000 Common Shares represents the vesting on October 1, 2010 of 11,000 Restricted Stock Units granted pursuant to an agreement effective October 15, 2007.
- This acquisition of 12,000 Common Shares represents the vesting on October 1, 2010 of 12,000 Restricted Stock Units granted pursuant to an agreement effective October 15, 2007.
- 83,000 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 24,000 on May 23, 2011, 24,000 on May 21, 2012 and 35,000 on May 20, 2014.
- Each Restricted Stock Unit represents a contingent right to receive one STERIS Common Share.
- These Restricted Stock Units vested on October 1, 2010. The 11,000 vested Common Shares will be delivered to the reporting person promptly.
- These Restricted Stock Units vested on October 1, 2010. The 12,000 vested Common Shares will be delivered to the reporting person promptly.
Billionaire Hedge Funds
