Filing Details
- Accession Number:
- 0001084311-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-01 18:21:05
- Reporting Period:
- 2010-09-29
- Filing Date:
- 2010-10-01
- Accepted Time:
- 2010-10-01 18:21:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1084311 | David Kronfeld | 1600 Old Country Road Plainview NY 11803 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class 3 Preference Shares | Acquisiton | 2010-09-29 | 7,341,715 | $0.58 | 7,341,715 | No | 4 | P | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Class 3 Preference Shares | Acquisiton | 2010-09-29 | 9,732,042 | $0.58 | 9,732,042 | No | 4 | P | Indirect | By JK&B Capital V, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
No | 4 | P | Indirect | By JK&B Capital V, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 130,635 | Direct | |
Common Shares | 807,300 | Indirect | By DKB JTV Holdings, LLC |
Footnotes
- The purchase price in this transaction was Cdn$0.60 per share. The purchase price was converted to US dollars using the Bank of Canada noon rate on September 28, 2010 of 0.9703.
- DKB JTV Holdings, LLC is a Delaware limited liability company that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- JK&B Capital V Special Opportunity Fund, L.P. is a Delaware limited partnership that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Preference Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- JK&B Capital V, L.P. is a Delaware limited partnership that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Preference Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.