Filing Details
- Accession Number:
- 0000711377-10-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-01 18:01:53
- Reporting Period:
- 2010-09-29
- Filing Date:
- 2010-10-01
- Accepted Time:
- 2010-10-01 18:01:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189003 | R Richard Current | Vice Preident & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-29 | 4,628 | $8.18 | 51,422 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-29 | 4,628 | $34.39 | 46,794 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-09-29 | 5,350 | $9.02 | 52,144 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-29 | 5,350 | $34.39 | 46,794 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-09-29 | 1,862 | $9.02 | 48,656 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-29 | 1,862 | $34.39 | 46,794 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-09-30 | 4,540 | $9.02 | 51,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-30 | 4,540 | $33.96 | 46,794 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option (Right to buy) | Disposition | 2010-09-29 | 4,628 | $0.00 | 4,628 | $8.18 |
| Common Stock | Common Stock Options (Right to buy) | Disposition | 2010-09-29 | 5,350 | $0.00 | 5,350 | $9.02 |
| Common Stock | Common Stock Options (Right to buy) | Disposition | 2010-09-30 | 1,862 | $0.00 | 1,862 | $9.02 |
| Common Stock | Common Stock Options (Right to Buy) | Disposition | 2010-09-30 | 4,540 | $0.00 | 4,540 | $9.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 61,658 | 2010-10-31 | No | 4 | M | Direct | |
| 56,308 | 2011-11-03 | No | 4 | M | Direct | |
| 54,446 | 2011-11-03 | No | 4 | M | Direct | |
| 49,906 | 2011-11-03 | No | 4 | M | Direct |
Footnotes
- The options were granted 10/31/05 as ISO options with 5 year lives. The options vested 20% per year for 5 years.
- The options were granted 11/3/06 as ISO options with 5 year lives. The options vested 20% yearly for 5 years.
- The options were granted 11/3/06 as non-qualified options with a 5 year life. The options vested 20% per year for 5 years.
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