Filing Details
- Accession Number:
- 0001209191-10-048277
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-01 17:10:45
- Reporting Period:
- 2010-09-29
- Filing Date:
- 2010-10-01
- Accepted Time:
- 2010-10-01 17:10:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880059 | Education Management Corporation | EDMC | Services-Educational Services (8200) | 251119571 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
831001 | Citigroup Inc | 399 Park Avenue, 3Rd Floor New York NY 10043 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-09-29 | 46,200 | $11.96 | 1,816,306 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2010-09-30 | 46,200 | $11.96 | 1,816,306 | No | 4 | P | Indirect | By Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Put Option (right to sell) | Disposition | 2010-09-29 | 1,650 | $1.90 | 165,000 | $10.00 |
Common Stock | Put Option (right to sell) | Acquisiton | 2010-09-30 | 1,650 | $2.05 | 165,000 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-03-19 | 2011-03-19 | No | 4 | S | Indirect |
0 | 2011-03-19 | 2011-03-19 | No | 4 | P | Indirect |
Footnotes
- These transactions were made by Citigroup Global Markets Inc. ("CGMI").
- The reporting person may be deemed a member of a group beneficially owning 10% or more of the common stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934 ("Exchange Act"). Except as set forth below, the reporting person disclaimed beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting person is the beneficial owner of the securities of such group for purposes of Section 16 or for any other purpose.
- The securities reporting herein are directly beneficially owned by Citigroup Private Equity LP ("CPE") and CGMI, each of which is an indirect wholly-owned subsidiary of the reporting person. Citigroup Alternative Investments LLC ("CAI") is the sole stockholder of CPE. Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup ("Citigroup") is the sole stockholder of each of CAI and CGMH. CAI, CFP, CGMH and Citigroup are indirect beneficial owners of the securities reported herein.