Filing Details
- Accession Number:
- 0000711377-10-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-01 16:41:26
- Reporting Period:
- 2010-09-29
- Filing Date:
- 2010-10-01
- Accepted Time:
- 2010-10-01 16:41:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-29 | 4,400 | $6.75 | 817,797 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-29 | 4,400 | $34.39 | 813,697 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-09-30 | 1,958 | $9.09 | 815,355 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-30 | 1,958 | $34.04 | 813,397 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options (Right to buy) | Disposition | 2010-09-29 | 4,400 | $0.00 | 4,400 | $6.75 |
| Common Stock | Common Stock Option (right to buy) | Disposition | 2010-09-30 | 1,958 | $0.00 | 1,958 | $9.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 143,165 | 2013-10-10 | No | 4 | M | Direct | |
| 141,207 | 2014-12-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 194,320 | Indirect | See Note #1 |
Footnotes
- Shares held in trust for the benifit of Mr. Herbert's wife Judith Herbert
- The options were granted 10/10/03 as non-qualified options with 10 year lives. The options vested 33% per year for 3 years
- The options were granted 12/21/04 as non-qualifed options with 10 year lives. The options vested 33% per year for 3 years.
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