Filing Details
- Accession Number:
- 0001013594-10-000651
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-24 18:47:42
- Reporting Period:
- 2010-08-20
- Filing Date:
- 2010-08-24
- Accepted Time:
- 2010-08-24 18:47:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
730716 | Zygo Corp | ZIGO | Optical Instruments & Lenses (3827) | 060864500 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1044734 | Donald S Sussman | 6100 Red Hook Quarter, 18B Suites C, 1-6 St. Thomas VI 00802 | No | No | Yes | No | |
1385702 | Mak Capital One Llc | 590 Madison Avenue, 9Th Floor New York NY 10022 | No | No | Yes | No | |
1426156 | Mak Capital Fund Lp | 590 Madison Avenue, 9Th Floor New York NY 10022 | No | No | Yes | No | |
1426157 | A Michael Kaufman | 590 Madison Avenue, 9Th Floor New York NY 10022 | No | No | Yes | No | |
1480092 | Mak-Ro Capital Master Fund Lp | C/O Dundee Leeds Management Services Ltd 129 Front Street Hamilton D0 HM12 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-20 | 3,200 | $7.41 | 2,994,649 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-20 | 47,200 | $7.50 | 3,041,849 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-20 | 225 | $7.41 | 176,176 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-20 | 2,800 | $7.50 | 178,976 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-23 | 3,186 | $7.50 | 3,045,035 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-23 | 13,750 | $7.49 | 3,058,785 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-23 | 4,000 | $7.49 | 182,976 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-24 | 4,700 | $7.67 | 3,063,485 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-24 | 10,300 | $7.64 | 3,073,785 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-24 | 300 | $7.67 | 183,276 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-24 | 614 | $7.64 | 183,890 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Reflects the transactions of securities owned directly by MAK Capital Fund LP ("MAK Capital Fund").
- Reflects the transactions of securities owned directly by MAK-ro Capital Master Fund LP (the "MAK-ro Fund").
- Paloma International L.P. ("Paloma") through its subsidiary, Sunrise Partners Limited Partnership, directly owns 740,183 shares of common stock. MAK Capital One LLC ("MAK Capital One") acts as the investment manager of MAK Capital Fund, MAK-ro Fund and Paloma with respect to the securities reported herein. Michael A. Kaufman is the managing member of MAK Capital One and the controlling person of MAK Capital Fund and MAK-ro Fund. S. Donald Sussman is the controlling person of Paloma.
- MAK Capital One and Michael A. Kaufman may be deemed to indirectly beneficially own the shares of common stock held by MAK Capital Fund, MAK-ro Fund and Paloma. Mr. Sussman may be deemed to indirectly beneficially own the shares of common stock held by Paloma. For purposes of this Form 4, MAK Capital One, Mr. Kaufman and Mr. Sussman each disclaims beneficial ownership of the shares of common stock owned by MAK Capital Fund, MAK-ro Fund and Paloma, except to the extent of their pecuniary interest therein.