Filing Details

Accession Number:
0001013594-10-000651
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-24 18:47:42
Reporting Period:
2010-08-20
Filing Date:
2010-08-24
Accepted Time:
2010-08-24 18:47:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
730716 Zygo Corp ZIGO Optical Instruments & Lenses (3827) 060864500
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1044734 Donald S Sussman 6100 Red Hook Quarter, 18B
Suites C, 1-6
St. Thomas VI 00802
No No Yes No
1385702 Mak Capital One Llc 590 Madison Avenue, 9Th Floor
New York NY 10022
No No Yes No
1426156 Mak Capital Fund Lp 590 Madison Avenue, 9Th Floor
New York NY 10022
No No Yes No
1426157 A Michael Kaufman 590 Madison Avenue, 9Th Floor
New York NY 10022
No No Yes No
1480092 Mak-Ro Capital Master Fund Lp C/O Dundee Leeds Management Services Ltd
129 Front Street
Hamilton D0 HM12
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-20 3,200 $7.41 2,994,649 No 4 P Direct
Common Stock Acquisiton 2010-08-20 47,200 $7.50 3,041,849 No 4 P Direct
Common Stock Acquisiton 2010-08-20 225 $7.41 176,176 No 4 P Direct
Common Stock Acquisiton 2010-08-20 2,800 $7.50 178,976 No 4 P Direct
Common Stock Acquisiton 2010-08-23 3,186 $7.50 3,045,035 No 4 P Direct
Common Stock Acquisiton 2010-08-23 13,750 $7.49 3,058,785 No 4 P Direct
Common Stock Acquisiton 2010-08-23 4,000 $7.49 182,976 No 4 P Direct
Common Stock Acquisiton 2010-08-24 4,700 $7.67 3,063,485 No 4 P Direct
Common Stock Acquisiton 2010-08-24 10,300 $7.64 3,073,785 No 4 P Direct
Common Stock Acquisiton 2010-08-24 300 $7.67 183,276 No 4 P Direct
Common Stock Acquisiton 2010-08-24 614 $7.64 183,890 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Reflects the transactions of securities owned directly by MAK Capital Fund LP ("MAK Capital Fund").
  2. Reflects the transactions of securities owned directly by MAK-ro Capital Master Fund LP (the "MAK-ro Fund").
  3. Paloma International L.P. ("Paloma") through its subsidiary, Sunrise Partners Limited Partnership, directly owns 740,183 shares of common stock. MAK Capital One LLC ("MAK Capital One") acts as the investment manager of MAK Capital Fund, MAK-ro Fund and Paloma with respect to the securities reported herein. Michael A. Kaufman is the managing member of MAK Capital One and the controlling person of MAK Capital Fund and MAK-ro Fund. S. Donald Sussman is the controlling person of Paloma.
  4. MAK Capital One and Michael A. Kaufman may be deemed to indirectly beneficially own the shares of common stock held by MAK Capital Fund, MAK-ro Fund and Paloma. Mr. Sussman may be deemed to indirectly beneficially own the shares of common stock held by Paloma. For purposes of this Form 4, MAK Capital One, Mr. Kaufman and Mr. Sussman each disclaims beneficial ownership of the shares of common stock owned by MAK Capital Fund, MAK-ro Fund and Paloma, except to the extent of their pecuniary interest therein.