Home > Insider Trading > Filing (0000014693-10-000111)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA/BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1362478	Iv Garvin George Brown	850 Dixie Hwy Louisville KY 40210		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common	Disposition	2010-09-29	80,262	$61.54	378,185	No	4	S	Indirect	CBGB, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	CBGB, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	381,811	Indirect	George Garvin Brown III Trust UW
Class A Common	2,642,357	Indirect	CBGB LLC
Class A Common	38,447	Indirect	Trust u/a FBO Geo. Garvin Brown IV
Class B Common	1,103	Direct
Class B Common	5,966	Indirect	By 401(k) Plan
Class B Common	95,452	Indirect	George Garvin Brown III Trust UW
Class B Common	9,987	Indirect	Trust u/a FBO Geo. Garvin Brown IV

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Non-Qualified Stock Option (right to buy)	$25.06	2005-05-01	2012-04-30	808	808	Direct
Class B Common	Non-Qualified Stock Option (right to buy)	$30.62	2006-05-01	2013-04-30	1,162	1,162	Direct
Class B Common	Non-Qualified Stock Option (right to buy)	$36.35	2007-05-01	2014-04-30	1,910	1,910	Direct
Class B Common	Stock Appreciation Right	$46.19	2008-05-01	2015-04-30	660	528	Direct
Class B Common	Stock Appreciation Right	$56.50	2009-05-01	2016-04-30	907	907	Direct
Class B Common	Stock Appreciation Right	$54.58	2010-05-01	2017-04-30	1,038	1,038	Direct
Class B Common	Stock Appreciation Right	$57.40	2011-05-01	2018-07-24	953	953	Direct
Class B Common	Stock Appreciation Right	$43.72	2012-05-01	2019-04-30	2,915	2,915	Direct
Class B Common	Restricted Stock Unit	$0.00			545	545	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-04-30	808	808	Direct
2013-04-30	1,162	1,162	Direct
2014-04-30	1,910	1,910	Direct
2015-04-30	660	528	Direct
2016-04-30	907	907	Direct
2017-04-30	1,038	1,038	Direct
2018-07-24	953	953	Direct
2019-04-30	2,915	2,915	Direct
	545	545	Direct

Footnotes

Includes shares held under the Brown-Forman Dividend Reinvestment Plan as of September 14, 2010.
Held in 401(k) plan as of September 14, 2010.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the selling entity on April 15, 2010 and described in a Form 8-K filed by Brown-Forman Corporation with the SEC on April 16, 2010.
Price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.09 to $61.75, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within this range.
Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The restricted stock units vest April 30, 2014.