Filing Details
- Accession Number:
- 0001413753-10-000088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-30 19:58:23
- Reporting Period:
- 2010-09-29
- Filing Date:
- 2010-09-30
- Accepted Time:
- 2010-09-30 19:58:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189904 | N Rockell Hankin | 200 Flynn Road Camarillo CA 93012-8790 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-29 | 5,000 | $14.25 | 185,940 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-09-29 | 20,000 | $13.03 | 205,940 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-29 | 25,000 | $20.12 | 180,940 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-09-29 | 5,000 | $0.00 | 5,000 | $14.25 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-09-29 | 20,000 | $0.00 | 20,000 | $13.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-07-01 | No | 4 | M | Direct | |
| 26,047 | 2012-12-05 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average of all sales for this day. The prices ranged from $20.10 to $20.155. Price and share details are available upon request.
- This option vested in four equal annual installments beginning on July 1, 2004.
- This option vested in five approximately equal annual installments beginning on December 5, 2003.
Billionaire Hedge Funds
