Filing Details
- Accession Number:
- 0001140361-10-039160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-30 17:39:07
- Reporting Period:
- 2010-09-28
- Filing Date:
- 2010-09-30
- Accepted Time:
- 2010-09-30 17:39:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1312547 | New Oriental Energy & Chemical Corp. | NOEC | Industrial Organic Chemicals (2860) | 201917956 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1376441 | Qiang Si Chen | Xicheng Industrial Zone Of Luoshan Xinyang Henan Province F4 00000 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-28 | 938,496 | $938,496.00 | 8,438,496 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- On September 28, 2010, New Oriental Energy & Chemical Corp. (the "Company") and Chen Siqiang entered into an Indebtedness Conversion Agreement (the "Conversion Agreement") pursuant to which, in lieu of cash payment for money Chen Siqiang advanced to the Company (the "Loans"), the Company issued shares of its common stock for such portion of the Loans.
- Auto Chance International Limited ("Auto Chance") owns 7,500,000 shares of common stock of the Company. As the majority stockholder of Auto Chance, Chen Siqiang has an indirect pecuniary interest in the common stock of the Company. Chen Siqiang owns, and has a direct pecuniary interest in, 938,496 shares of common stock of the Company pursuant to the Conversion Agreement.