Filing Details
- Accession Number:
- 0001021561-10-000108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-29 18:49:05
- Reporting Period:
- 2010-09-29
- Filing Date:
- 2010-09-29
- Accepted Time:
- 2010-09-29 18:49:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1021561 | Nu Skin Enterprises Inc | NUS | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 870565309 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231132 | Matthew D Dorny | C/O Nu Skin Enterprises, Inc. 75 West Center Street Provo UT 84601 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-09-29 | 3,500 | $12.00 | 28,559 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-09-29 | 14,875 | $9.40 | 43,434 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-09-29 | 10,000 | $16.50 | 53,434 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-09-29 | 28,375 | $28.00 | 25,059 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-09-29 | 3,500 | $0.00 | 3,500 | $12.00 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-09-29 | 14,875 | $0.00 | 14,875 | $9.40 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-09-29 | 10,000 | $0.00 | 10,000 | $16.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-09-03 | 2012-09-03 | No | 4 | M | Direct |
44,625 | 2010-02-27 | 2016-02-27 | No | 4 | M | Direct |
20,000 | 2010-02-17 | 2014-12-20 | No | 4 | M | Direct |
Footnotes
- Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.
- Becomes exercisable in four equal annual installments, the first of which becomes exercisable on the date indicated.
- On December 20, 2007, the reporting person was granted an option to purchase 60,000 shares of Class A Common Stock. The option vests in two equal traunches based on Nu Skin Enterprises, Inc.'s satisfaction of certain performance cirteria. On February 17, 2010, the performance criteria for the first traunch were met, resulting in vesting of the option as to 30,000 shares.