Filing Details
- Accession Number:
- 0001140361-10-034860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-24 17:19:48
- Reporting Period:
- 2010-08-20
- Filing Date:
- 2010-08-24
- Accepted Time:
- 2010-08-24 17:19:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1310313 | Brooklyn Federal Bancorp Inc. | BFSB | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321318 | Marc Leno | 81 Court Street Brooklyn NY 11201 | Executive Vp And Clo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-20 | 2,127 | $3.88 | 19,127 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,497 | Indirect | By ESOP |
Common Stock | 18,600 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $13.74 | 2008-08-21 | 2017-08-21 | 11,000 | 11,000 | Direct |
Common Stock | Stock Options | $13.30 | 2008-01-16 | 2017-01-16 | 65,000 | 65,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-08-21 | 11,000 | 11,000 | Direct |
2017-01-16 | 65,000 | 65,000 | Direct |
Footnotes
- Includes shares of restricted stock that vest at a rate of 20% per year commencing on January 16, 2008 and January 19, 2008, respectively.
- Represents stock options that vest at a rate of one-seventh per year commencing on August 21, 2008.
- Represents stock options that vest at a rate of one-seventh per year commencing on January 16, 2008.
- The reporting person's purchase was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the reporting person's sale of shares of Brooklyn Federal Bancorp, Inc. common stock at various prices between $5.90 and $5.9965 on May 24, 2010. The reporting person has agreed to pay Brooklyn Federal Bancorp, Inc. $4,400.95, representing the full amount of profit realized in connection with the short-swing transaction.