Filing Details
- Accession Number:
- 0001491972-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-28 20:33:15
- Reporting Period:
- 2010-06-25
- Filing Date:
- 2010-09-28
- Accepted Time:
- 2010-09-28 20:33:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1109546 | Pacific Mercantile Bancorp | PMBC | National Commercial Banks (6021) | 330898238 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491972 | M. Andrew Phillips | 949 South Coast Drive Third Floor Costa Mesa CA 92626 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-25 | 2,000 | $5.00 | 3,900 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible 10% Cumulative Preferred Stock | Acquisiton | 2010-06-25 | 2,500 | $100.00 | 32,675 | $7.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | 2010-05-04 | 2012-05-04 | No | 4 | P | Indirect |
Footnotes
- This is a late filing(1) Series A Convertible Shares are owned in the name of Serenity Development, held by the ASP Family Trust of which the Reported Person and his spouse are each 50% owners.(2) The shares of Series A Convertible Preferred Stock (the "Series A Shares") are convertible into shares of common stock, at any time in whole or from time to time in part, at the option of the Reporting Person. However, if and to the extent not sooner converted by the Reporting Person, the Series A Shares will automatically convert into shares of common stock on May 4, 2012.