Filing Details

Accession Number:
0001019687-10-003496
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-28 18:41:12
Reporting Period:
2010-09-24
Filing Date:
2010-09-28
Accepted Time:
2010-09-28 18:41:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924168 Energy Focus Inc EFOI Electric Lighting & Wiring Equipment (3640) 943021850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391795 David Gelbaum 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403417 Chavez Monica Gelbaum 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403463 Trust Quercus 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-09-24 11,000 $1.54 6,161,418 No 4 S Direct
Common Stock Disposition 2010-09-27 3,000 $1.55 6,158,418 No 4 S Direct
Common Stock Disposition 2010-09-28 1,800 $1.56 6,156,618 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct