Filing Details
- Accession Number:
- 0000808450-10-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-28 17:48:05
- Reporting Period:
- 2010-09-27
- Filing Date:
- 2010-09-28
- Accepted Time:
- 2010-09-28 17:48:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 808450 | Navistar International Corp | NAV | Motor Vehicles & Passenger Car Bodies (3711) | 363359573 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181333 | C Daniel Ustian | Navistar International Corporation 4201 Winfield Road Warrenville IL 60555 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-09-27 | 10,000 | $45.60 | 126,334 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,910 | Indirect | By Navistar 401(k) Savings Plan |
| Premium Share Units | 11,910 | Direct |
Footnotes
- The shares were tendered to Navistar International Corporation in compliance with a settlement agreement with the SEC, to satisfy the forfeiture provisions of Section 304 of Sarbanes-Oxley. The repayment amount reported on this filing represents a partial payment with the remaining repayment obligation to be subsequently satisfied.
- The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
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