Filing Details
- Accession Number:
- 0001140361-10-038756
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-28 15:10:33
- Reporting Period:
- 2010-09-24
- Filing Date:
- 2010-09-28
- Accepted Time:
- 2010-09-28 15:10:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192778 | P Stephen Feltz | 220 Nw Second Ave Portland OR 97209 | Treasurer & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-24 | 5,000 | $26.30 | 17,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-24 | 4,500 | $46.91 | 13,100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option to Buy | Disposition | 2010-09-24 | 5,000 | $0.00 | 5,000 | $26.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,293 | Indirect | See Footnote |
| Common Stock | 295 | Indirect | See Footnote |
| Common Stock | 229 | Indirect | See Footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option to Buy | $31.34 | 2014-03-04 | 5,000 | 5,000 | Direct | |
| Common Stock | Employee Stock Option to Buy | $34.29 | 2016-02-29 | 2,500 | 2,500 | Direct | |
| Common Stock | Employee Stock Option to Buy | $44.48 | 2017-02-28 | 2,000 | 2,000 | Direct | |
| Common Stock | Employee Stock Option to Buy | $43.29 | 2018-03-06 | 2,000 | 2,000 | Direct | |
| Common Stock | Employee Stock Option to Buy | $41.15 | 2019-03-04 | 2,000 | 2,000 | Direct | |
| Common Stock | Employee Stock Option to Buy | $44.25 | 2020-03-02 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-03-04 | 5,000 | 5,000 | Direct |
| 2016-02-29 | 2,500 | 2,500 | Direct |
| 2017-02-28 | 2,000 | 2,000 | Direct |
| 2018-03-06 | 2,000 | 2,000 | Direct |
| 2019-03-04 | 2,000 | 2,000 | Direct |
| 2020-03-02 | 2,000 | 2,000 | Direct |
Footnotes
- Stephen P Feltz exercised an option to purchase 5,000 shares at $26.30 each and then sold 4,500 of those shares at an average price of $46.9124 each on September 24, 2010 and now directly and indirectly holds a total of 16,916.64 shares.
- The sale of Northwest Natural Gas Company stock took place in 47 seperate broker transactions occurring on 9/24/2010. The price in column 4 represents the weighted average sale price for the transactions reported on this line. The range of prices for these transactions was $46.80 -$47.025. Northwest Natural Gas Company will provide upon request by the Commission staff or a security holder of Northwest Natural Gas Company full information regarding the number of shares purchased or sold at each separate price.
- Mr. Feltz gifted 50 shares on June 18, 2010. This gift of shares will be reported on a Form 5 for the year ending 2010.
- Held in reporting person's account in issuer's Retirement K Savings Plan as of August 31, 2010.
- Held by reporting person as custodian under the Oregon Uniform Transfers to Minors Act for Grant M. Feltz.
- Held by reporting person as custodian under the Oregon Uniform Transfers to Minors Act for Callista Feltz.
- Option was granted for 5,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested January 1, 2005.
- Option was granted for 5,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2007.
- Option was granted for 2,500 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2010.
- Option was granted for 2,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 500 shares on each February 21, 2008 and January 1, 2009, 2010, and 2011.
- Option was granted for 2,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 500 shares on each February 27, 2009 and January 1, 2010, 2011, and 2012.
- Option was granted for 2,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 500 shares on each February 25, 2010 and January 1, 2011, 2012, and 2013.
- Option was granted for 2,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 500 shares on each February 24, 2011 and January 1, 2012, 2013, and 2014.
Billionaire Hedge Funds
