Filing Details
- Accession Number:
- 0001144204-10-050903
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-24 20:07:41
- Reporting Period:
- 2010-09-22
- Filing Date:
- 2010-09-24
- Accepted Time:
- 2010-09-24 20:07:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
832488 | Mam Software Group Inc. | NONE | Services-Prepackaged Software (7372) | 841108035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
899083 | Wynnefield Partners Small Cap Value Lp | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1017043 | Nelson Obus | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1030806 | Ltd Fund Offshore Value Cap Small Wynnefield | 450 Seventh Ave Ste 509 New York NY 10123 | No | No | Yes | No | |
1056835 | Wynnefield Capital Management Llc | 450 Seventh Ave Ste 509 New York NY 10123 | No | No | Yes | No | |
1251565 | Wynnefield Partners Small Cap Value Lp I | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1251567 | Wynnefield Capital Inc | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1251568 | Joshua Landes | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-22 | 30,000 | $0.09 | 2,774,608 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-22 | 41,000 | $0.09 | 8,919,311 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-09-22 | 29,000 | $0.09 | 8,919,311 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-09-23 | 92,380 | $0.08 | 2,774,608 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-23 | 122,180 | $0.08 | 8,919,311 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-09-23 | 83,440 | $0.08 | 8,919,311 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Preferred Stock | Acquisiton | 2010-07-22 | 128,205 | $0.00 | 128,205 | $0.00 |
Common Stock | Preferred Stock | Acquisiton | 2010-07-22 | 352,564 | $0.00 | 352,564 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
128,205 | No | 4 | J | Direct | ||
352,564 | No | 4 | J | Indirect |
Footnotes
- This Form 4 is being filed jointly by Wynnefield Partners Small Cap Value, L.P. ("Partners"), Wynnefield Partners Small Cap Value, L.P. I ("Partners I"), Wynnefield Small Cap Value Offshore Fund, Ltd. ("Offshore"), Channel Partnership II, L.P. ("Channel"), Wynnefield Capital Inc. Profit Sharing Plan (the "Plan"), Wynnefield Capital Management, LLC ("WCM"), Wynnefield Capital, Inc. ("WCI"), Nelson Obus and Joshua Landes (each, a "Reporting Person"), as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Each of the Reporting Persons maintains an office at the same address. Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities.
- On the date hereof, Partners directly beneficially owns 2,744,608 shares of common stock of MAM Software Group, Inc. (MAMS) and 128,205 shares of preferred stock of MAMS. WCM, as the sole general partner of Partners, has an indirect beneficial ownership interest in the shares of common stock and preferred stock that Partners directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of WCM, have an indirect beneficial ownership interest in the shares of common stock and preferred stock that Partners directly beneficially owns.
- On the date hereof, Partners has an indirect beneficial ownership interest in 3,488,053 shares of common stock and 128,205 shares of preferred stock, which are directly beneficially owned by Partners I. WCM, as the sole general partner of Partners I, has an indirect beneficial ownership interest in the shares of common stock and preferred stock that Partners I directly beneficially owns. Mr. Obus and Mr. Landes, as co-managing members of WCM, have an indirect beneficial ownership interest in the shares of common stock and preferred stock that Partners I directly beneficially owns.
- On the date hereof, Partners has an indirect beneficial ownership interest in 4,789,394 shares of common stock and 128,205 shares of preferred stock, which are directly beneficially owned by Offshore. WCI, as the sole investment manager of Offshore, has an indirect beneficial ownership interest in the shares of common stock and preferred stock that Offshore directly beneficially owns. Mr. Obus and Mr. Landes, as principal executive officers of WCI have an indirect beneficial ownership interest in the shares of common stock and preferred stock that Offshore directly beneficially owns.
- On the date hereof, Partners has an indirect beneficial ownership interest in 625,000 shares of common stock and 96,154 shares of preferred stock, which are directly beneficially owned by Channel. Mr. Obus, as the sole general partner of Channel, has an indirect beneficial ownership interest in the shares of common stock and preferred stock that Channel directly beneficially owns.
- On the date hereof, Partners has an indirect beneficial ownership interest in 16,864 shares of common stock, which are directly beneficially owned by the Plan. Mr. Obus has the power to vote and dispose of the Plan's investments in securities and has an indirect beneficial ownership interest in the shares of common stock that the Plan directly beneficially owns.
- The Reporting Persons received the shares of preferred stock described herein in an exchange of all the warrants held by the Reporting Persons, as previously reported on the Reporting Persons' Form 3. Each share of preferred stock is convertible into one share of common stock at the option of the Issuer.