Filing Details

Accession Number:
0001444157-10-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-24 09:40:44
Reporting Period:
2010-09-20
Filing Date:
2010-09-24
Accepted Time:
2010-09-24 09:40:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1444157 M David Rothenstein 6205 Starwood Way
North Bethesda MD 20852
Sr. Vp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-09-20 668 $15.09 144,063 No 4 S Direct
Common Stock Disposition 2010-09-20 1,040 $15.09 143,023 No 4 S Direct
Common Stock Disposition 2010-09-20 227 $15.09 142,796 No 4 S Direct
Common Stock Disposition 2010-09-20 2,599 $15.09 140,197 No 4 S Direct
Common Stock Disposition 2010-09-20 168 $15.09 140,029 No 4 S Direct
Common Stock Disposition 2010-09-20 218 $15.09 139,811 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 7/28/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 08/18/2010.
  2. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2009. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2009.
  3. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2006. RSU was previously reported in Table I of reporting person's Form 3 on 11/4/08.
  4. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2008. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2008.
  5. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2007. RSU was previously reported in Table I of reporting person's Form 3 on 11/4/08.
  6. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 10/28/2008. RSU was previously reported in Table I of reporting person's Form 3 on 11/4/08.
  7. Shares reported include unvested Restricted Stock Units (RSUs).