Filing Details
- Accession Number:
- 0001181431-10-047752
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-23 15:37:41
- Reporting Period:
- 2010-09-21
- Filing Date:
- 2010-09-23
- Accepted Time:
- 2010-09-23 15:37:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350077 | Wms Industries Inc | WMS | Miscellaneous Manufacturing Industries (3990) | 362814522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1438913 | J. Larry Pacey | 800 S. Northpoint Blvd Waukegan IL 60085 | Evp Of Global Products & Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-21 | 5,000 | $13.73 | 38,803 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-21 | 5,000 | $39.50 | 33,803 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2010-09-21 | 5,000 | $0.00 | 5,000 | $13.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2011-05-09 | No | 4 | M | Direct |
Footnotes
- Includes 18,912 shares that remain restricted.
- 1/4 vested on 5/9/2002, 5/9/2003, 5/9/2004 and 5/9/2005.
Billionaire Hedge Funds
