Filing Details
- Accession Number:
- 0001225208-10-021294
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-22 19:40:11
- Reporting Period:
- 2010-08-17
- Filing Date:
- 2010-09-22
- Accepted Time:
- 2010-09-22 19:40:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1401434 | North Penn Bancorp Inc | NPEN | Savings Institutions, Not Federally Chartered (6036) | 260261305 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1322451 | J Thomas Dziak | 216 Adams Avenue Scranton PA 18503 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-08-17 | 565 | $9.00 | 1,744 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,010 | Indirect | By 401(k) |
| Common Stock | 3,451 | Indirect | By ESOP |
| Common Stock | 4,918 | Indirect | By IRA |
| Common Stock | 2,781 | Indirect | By Stock Award |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $8.25 | 2009-05-28 | 2018-05-28 | 6,000 | 6,000 | Direct |
| Common Stock | Stock Option (right to buy) | $10.21 | 2007-09-26 | 2016-09-26 | 7,644 | 7,644 | Direct |
| Common Stock | Stock Option (right to buy) | $9.95 | 2008-10-23 | 2017-10-23 | 55 | 55 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-28 | 6,000 | 6,000 | Direct |
| 2016-09-26 | 7,644 | 7,644 | Direct |
| 2017-10-23 | 55 | 55 | Direct |
Footnotes
- Since the reporting person's last report, 2,309 shares previously held through Stock Awards have vested and are now owned directly.
- This form reflects changes in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- Stock Options vest in five approximately equal annual installments commencing on May 28, 2009.
- Stock Options vest in five approximately equal annual installments commencing on September 26, 2007.
- Stock Options vest in five approximately equal annual installments commencing on October 23, 2008.
Billionaire Hedge Funds
