Filing Details
- Accession Number:
- 0001019687-10-003444
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-09-22 18:51:48
- Reporting Period:
- 2010-09-16
- Filing Date:
- 2010-09-22
- Accepted Time:
- 2010-09-22 18:51:48
- Original Submission Date:
- 2010-09-20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
924168 | Energy Focus Inc | EFOI | Electric Lighting & Wiring Equipment (3640) | 943021850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1391795 | David Gelbaum | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No | |
1403417 | Chavez Monica Gelbaum | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No | |
1403463 | Trust Quercus | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-09-16 | 6,400 | $1.60 | 6,177,488 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-09-17 | 10,300 | $1.69 | 6,167,188 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-09-20 | 7,700 | $1.73 | 6,159,488 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This amendment is being filed to correct a typographical error in Column 5 of Table A ("Amount of Securities Beneficially Owned Following Reported Transaction") with respect to the sale reported on September 20, 2010.