Filing Details

Accession Number:
0001104659-10-049531
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-22 17:34:51
Reporting Period:
2010-09-20
Filing Date:
2010-09-22
Accepted Time:
2010-09-22 17:34:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1177264 Iii O Michael Mccarthy C/O Infinera Corporation
169 Java Drive
Sunnyvale CA 94089
Chief Legal & Admin Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-20 28,128 $7.11 52,135 No 4 M Direct
Common Stock Acquisiton 2010-09-20 17,502 $7.45 69,637 No 4 M Direct
Common Stock Acquisiton 2010-09-20 9,311 $7.61 78,948 No 4 M Direct
Common Stock Disposition 2010-09-20 77,062 $11.93 1,886 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-09-20 28,128 $0.00 28,128 $7.11
Common Stock Employee Stock Option (right to buy) Disposition 2010-09-20 17,502 $0.00 17,502 $7.45
Common Stock Employee Stock Option (right to buy) Disposition 2010-09-20 5,082 $0.00 5,082 $7.61
Common Stock Employee Stock Option (right to buy) Disposition 2010-09-20 4,229 $0.00 4,229 $7.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,872 2019-02-10 No 4 M Direct
52,498 2019-08-10 No 4 M Direct
55,844 2017-06-06 No 4 M Direct
63,371 2018-02-28 No 4 M Direct
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2009.
  2. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $11.92 to $11.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. The option vests in twenty-four equal monthly installments beginning on March 10, 2009.
  4. The option vests in twenty-four equal monthly installments beginning on September 10, 2009.
  5. The option vests in thirty-six equal monthly installments beginning on March 5, 2010.
  6. The option vests in forty-eight equal monthly installments beginning on March 5, 2010.