Filing Details
- Accession Number:
- 0001104659-10-049531
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-22 17:34:51
- Reporting Period:
- 2010-09-20
- Filing Date:
- 2010-09-22
- Accepted Time:
- 2010-09-22 17:34:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1177264 | Iii O Michael Mccarthy | C/O Infinera Corporation 169 Java Drive Sunnyvale CA 94089 | Chief Legal & Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-20 | 28,128 | $7.11 | 52,135 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-09-20 | 17,502 | $7.45 | 69,637 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-09-20 | 9,311 | $7.61 | 78,948 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-20 | 77,062 | $11.93 | 1,886 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-09-20 | 28,128 | $0.00 | 28,128 | $7.11 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-09-20 | 17,502 | $0.00 | 17,502 | $7.45 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-09-20 | 5,082 | $0.00 | 5,082 | $7.61 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-09-20 | 4,229 | $0.00 | 4,229 | $7.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
46,872 | 2019-02-10 | No | 4 | M | Direct | |
52,498 | 2019-08-10 | No | 4 | M | Direct | |
55,844 | 2017-06-06 | No | 4 | M | Direct | |
63,371 | 2018-02-28 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2009.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $11.92 to $11.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The option vests in twenty-four equal monthly installments beginning on March 10, 2009.
- The option vests in twenty-four equal monthly installments beginning on September 10, 2009.
- The option vests in thirty-six equal monthly installments beginning on March 5, 2010.
- The option vests in forty-eight equal monthly installments beginning on March 5, 2010.