Filing Details

Accession Number:
0000720672-10-000094
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-22 15:24:22
Reporting Period:
2010-09-16
Filing Date:
2010-09-22
Accepted Time:
2010-09-22 15:24:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203681 B Scott Mccuaig 15 Portland Place
St. Louis MO 63108
President Retail Group Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-09-16 500 $0.00 291,882 No 4 G Direct
Common Stock Disposition 2010-09-21 20,000 $49.75 271,882 No 4 S Direct
Common Stock Acquisiton 2010-09-16 500 $0.00 2,659 No 4 G Indirect by Daughter
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 S Direct
No 4 G Indirect by Daughter
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 49,198 49,198 Direct
Common Stock Restricted Stock Units $0.00 15,750 15,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
49,198 49,198 Direct
15,750 15,750 Direct
Footnotes
  1. Units vest 100% three years from the grant date.
  2. No expiration date for these Units.
  3. Various exercisable dates.