Filing Details
- Accession Number:
- 0001140361-10-038115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-21 18:37:55
- Reporting Period:
- 2010-09-17
- Filing Date:
- 2010-09-21
- Accepted Time:
- 2010-09-21 18:37:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383981 | M Grant Yoshihara | 220 Nw Second Avenue Portland OR 97209 | Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-17 | 2,500 | $26.30 | 9,304 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-17 | 2,500 | $46.03 | 6,804 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | Disposition | 2010-09-17 | 2,500 | $0.00 | 2,500 | $26.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,605 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | $31.34 | 2014-03-04 | 3,000 | 3,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $34.29 | 2016-02-29 | 2,500 | 2,500 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.48 | 2017-02-28 | 2,000 | 2,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $43.29 | 2018-03-06 | 2,000 | 2,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $41.15 | 2019-03-04 | 2,000 | 2,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.25 | 2020-03-02 | 2,000 | 2,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-03-04 | 3,000 | 3,000 | Direct |
2016-02-29 | 2,500 | 2,500 | Direct |
2017-02-28 | 2,000 | 2,000 | Direct |
2018-03-06 | 2,000 | 2,000 | Direct |
2019-03-04 | 2,000 | 2,000 | Direct |
2020-03-02 | 2,000 | 2,000 | Direct |
Footnotes
- The sale of Northwest Natural Gas Company stock took place in 29 separate broker transactions occurring on 9/17/2010. The price in column 4 represents the weighted average sale price for the transactions reported on this line. The range of prices for these transactions was $46.00 - $46.03. Northwest Natural Gas Company will provide upon request by the Commission staff or a security holder of Northwest Natural Gas Company full information regarding the number of shares purchased or sold at each separate price.
- Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of August 31, 2010.
- Option was granted for 2,500 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2005.
- Option was granted for 3,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2007.
- Option was granted for 2,500 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2010.
- Option was granted for 2,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 500 shares on each February 21, 2008 and January 1, 2009, 2010 and 2011.
- Option was granted for 2,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 500 shares on each February 27, 2009 and January 1, 2010, 2011 and 2012.
- Option was granted for 2,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 500 shares on each February 25, 2010 and January 1, 2011, 2012 and 2013.
- Option was granted for 2,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 500 shares on each February 24, 2011 and January 1, 2012, 2013 and 2014.