Filing Details
- Accession Number:
- 0001140361-10-038037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-21 10:13:04
- Reporting Period:
- 2010-08-23
- Filing Date:
- 2010-09-21
- Accepted Time:
- 2010-09-21 10:13:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1166220 | Lyris Inc. | LYRI.OB | Services-Prepackaged Software (7372) | 010579490 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1501731 | A Luis Rivera | C/O Lyris, Inc. 6401 Hollis St., Suite 125 Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-08-23 | 170,000 | $0.33 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $0.30 | 2010-08-18 | 3,600,000 | 3,600,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2010-08-18 | 3,600,000 | 3,600,000 | Direct |
Footnotes
- In connection with Mr. Rivera's resignation as CEO of Lyris, Inc. the company repurchased 170,000 shares of common stock from Mr. Rivera at$0.33 per share. The company also amended Mr. Rivera's stock option agreement to extend the period in which he may exercise his option to purchase 3,600,000 vested shares from ninety (90) days to one year following the date of his resignation. Mr. Rivera remains a director of the company.