Filing Details

Accession Number:
0001019687-10-003418
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-20 17:04:53
Reporting Period:
2010-09-16
Filing Date:
2010-09-20
Accepted Time:
2010-09-20 17:04:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924168 Energy Focus Inc EFOI Electric Lighting & Wiring Equipment (3640) 943021850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391795 David Gelbaum 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403417 Chavez Monica Gelbaum 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403463 Trust Quercus 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-09-16 6,400 $1.60 6,177,488 No 4 S Direct
Common Stock Disposition 2010-09-17 10,300 $1.69 6,167,188 No 4 S Direct
Common Stock Disposition 2010-09-20 7,700 $1.73 1,159,488 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct