Filing Details
- Accession Number:
- 0001225208-10-021098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-20 11:19:07
- Reporting Period:
- 2010-09-17
- Filing Date:
- 2010-09-20
- Accepted Time:
- 2010-09-20 11:19:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358198 | Thomas W Reeves | 12300 Olive Boulevard St. Louis MO 63141 | President Of Subsidiary Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-17 | 4,000 | $6.40 | 26,000 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 24,327 | Indirect | By Stock Award |
Common Stock | 22,000 | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $15.97 | 2007-03-30 | 2016-03-30 | 20,000 | 20,000 | Direct |
Common Stock | Stock Option (right to buy) | $7.70 | 2009-11-03 | 2018-11-03 | 20,000 | 20,000 | Direct |
Common Stock | Stock Option (right to buy) | $11.13 | 2008-11-19 | 2017-11-19 | 15,000 | 15,000 | Direct |
Common Stock | Stock Option (right to buy) | $9.46 | 2008-12-19 | 2017-12-19 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-03-30 | 20,000 | 20,000 | Direct |
2018-11-03 | 20,000 | 20,000 | Direct |
2017-11-19 | 15,000 | 15,000 | Direct |
2017-12-19 | 20,000 | 20,000 | Direct |
Footnotes
- Shares granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest upon the later of (1) three years from the date of grant or (2) such date as the obligation arising from the financial assistance provided under the Troubled Asset Relief Program no longer remains outstanding.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in four equal annual installments commencing on March 30, 2007.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 3, 2009.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 19, 2008.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on December 19, 2008.