Filing Details
- Accession Number:
- 0001144204-12-037244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-29 14:53:03
- Reporting Period:
- 2012-06-27
- Filing Date:
- 2012-06-29
- Accepted Time:
- 2012-06-29 14:53:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1047919 | Ambient Corp | AMBT | Telephone Communications (No Radiotelephone) (4813) | 980166007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341950 | Vicis Capital, Llc | 445 Park Avenue, Suite 1901 New York NY 10022 | No | No | Yes | No | |
| 1365954 | Fund Master Capital Vicis | 445 Park Avenue, Suite 1901 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-06-27 | 175,000 | $4.50 | 13,541,083 | No | 4 | S | Indirect | By Vicis Capital Master Fund |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Vicis Capital Master Fund |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | $25.00 | 2012-09-30 | 50,000 | 50,000 | Indirect | |
| Common Stock | Warrant to Purchase Common Stock | $20.00 | 2012-12-30 | 500,000 | 500,000 | Indirect | |
| Common Stock | Warrant to Purchase Common Stock | $25.00 | 2012-06-28 | 50,000 | 50,000 | Indirect | |
| Common Stock | Warrant to Purchase Common Stock | $3.50 | 2012-11-01 | 5,834 | 5,834 | Indirect | |
| Common Stock | Warrant to Purchase Common Stock | $3.50 | 2013-01-15 | 7,499 | 7,499 | Indirect | |
| Common Stock | Warrant to Purchase Common Stock | $3.50 | 2013-04-23 | 500 | 500 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-09-30 | 50,000 | 50,000 | Indirect |
| 2012-12-30 | 500,000 | 500,000 | Indirect |
| 2012-06-28 | 50,000 | 50,000 | Indirect |
| 2012-11-01 | 5,834 | 5,834 | Indirect |
| 2013-01-15 | 7,499 | 7,499 | Indirect |
| 2013-04-23 | 500 | 500 | Indirect |
Footnotes
- Represents the indirect holdings of Vicis Capital LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
- Immediately.
- The number of shares of Common Stock reported as beneficially owned on this Form 4 takes into account the 1-for-100 reverse stock split effected by the Issuer on July 18, 2011.
- This amount represents the weighted average transaction price for the transactions reported on this line. The actual transaction prices ranged from $4.50 to $4.62. The reporting person hereby agrees to provide, upon request by the SEC staff, by the Issuer, or by any security holder of the Issuer, full information regarding the number of shares sold by Vicis Capital Master Fund at each separate price.
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