Filing Details
- Accession Number:
- 0000904454-10-000319
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-17 20:35:32
- Reporting Period:
- 2010-09-15
- Filing Date:
- 2010-09-17
- Accepted Time:
- 2010-09-17 20:35:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
932372 | Orange 21 Inc. | ORNG | Ophthalmic Goods (3851) | 330580186 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1071036 | W Seth Hamot | 420 Boylston Street Boston MA 02116 | Yes | No | Yes | No | |
1319943 | Roark, Rearden & Hamot Llc | 420 Boylston Street Boston MA 02116 | No | No | Yes | No | |
1319959 | Costa Brava Partnership Iii Lp | 420 Boylston Street Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-15 | 1,400 | $1.54 | 5,437,855 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-16 | 7,378 | $1.55 | 5,445,233 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The securities reported as directly beneficially owned by Costa Brava Partnership III L.P. may be deemed to be indirectly beneficially owned by Roark, Rearden & Hamot, LLC and Seth W. Hamot. Seth W. Hamot is the President and sole member of Roark, Rearden & Hamot, LLC, which is the sole general partner of Costa Brava Partnership III L.P. Pursuant to Instruction 4(b)(iv) of Form 4, Roark, Rearden & Hamot, LLC and Seth W. Hamot have elected to report as indirectly beneficially owned the entire number of securities owned by such limited partnership, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed its or his pecuniary interest therein and/or that are not actually distributed to it or him.
- Seth W. Hamot, who is a Director of the Issuer, also directly beneficially owns 26,928 shares of Common Stock and indirectly beneficially owns an aggregate 6,000 shares of Common Stock held in two trusts for the benefit of his children.