Filing Details
- Accession Number:
- 0001140361-10-037829
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-17 17:30:19
- Reporting Period:
- 2010-09-15
- Filing Date:
- 2010-09-17
- Accepted Time:
- 2010-09-17 17:30:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1328910 | Tronox Inc | TRXBQ | Industrial Inorganic Chemicals (2810) | 202868245 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313644 | P L Iii Fund Littlejohn | 8 Sound Shore Drive Greenwich CT 06830 | No | No | No | Yes | |
1492143 | Cetus Capital, Llc | 8 Sound Shore Drive Greenwich CT 06830 | No | No | No | Yes | |
1499693 | Littlejohn Associates Iii, L.l.c. | 8 Sound Shore Drive Greenwich CT 06830 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-09-15 | 208,500 | $0.46 | 150,500 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-09-16 | 150,500 | $0.49 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-09-15 | 32,472 | $0.44 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The reporting persons are Cetus Capital, LLC ("Cetus"), Littlejohn Fund III, L.P. ("Fund III"), and Littlejohn Associates III, L.L.C. ("Associates III" and together with Cetus and Fund III, the "Reporting Persons"). The securities identified in this report are owned by Cetus. Fund III, as the sole member of Cetus, and Associates III, the general partner of Fund III, may each be deemed to be the indirect beneficial owner of these securities. Each of Fund III and Associates III disclaim any beneficial ownership of these securities, and this report shall not be deemed an admission that either of Fund III or Associates III is the beneficial owner of the securities for purpose of Section 16 or for any other purpose.
- Except as described in that certain Schedule 13D filed, as amended, initially filed with the Securities and Exchange Commission on August 19, 2010 by the Reporting Persons, the Reporting Persons expressly disclaim that they have agreed to act as a "group" and disclaim any membership in any "group."