Filing Details
- Accession Number:
- 0001209191-10-046763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-17 14:33:57
- Reporting Period:
- 2010-09-15
- Filing Date:
- 2010-09-17
- Accepted Time:
- 2010-09-17 14:33:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434625 | Steve Yair Henig | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-09-15 | 1,001 | $58.63 | 9,776 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-09-15 | 1,181 | $13.64 | 10,957 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-15 | 698 | $59.11 | 10,259 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-09-15 | 15,000 | $32.79 | 25,259 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-15 | 11,439 | $59.11 | 13,820 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-09-16 | 4,044 | $58.68 | 9,776 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2010-09-15 | 1,181 | $0.00 | 1,181 | $13.64 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-09-15 | 15,000 | $0.00 | 15,000 | $32.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,725 | 2019-02-27 | No | 4 | M | Direct | |
6,500 | 2016-03-27 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on February 27, 2010, another 20% will vest on February 27, 2011 and the remaining 60% will vest on February 27, 2012.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on March 23, 2007, 20% vested on March 23, 2008 and the remaining 60% vested on March 7, 2009.