Filing Details

Accession Number:
0001209191-10-046763
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-17 14:33:57
Reporting Period:
2010-09-15
Filing Date:
2010-09-17
Accepted Time:
2010-09-17 14:33:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434625 Steve Yair Henig 800 W. Olympic Boulevard, #406
Los Angeles CA 90015
Chief Scientific Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-09-15 1,001 $58.63 9,776 No 4 S Direct
Common Stock Acquisiton 2010-09-15 1,181 $13.64 10,957 No 4 M Direct
Common Stock Disposition 2010-09-15 698 $59.11 10,259 No 4 D Direct
Common Stock Acquisiton 2010-09-15 15,000 $32.79 25,259 No 4 M Direct
Common Stock Disposition 2010-09-15 11,439 $59.11 13,820 No 4 D Direct
Common Stock Disposition 2010-09-16 4,044 $58.68 9,776 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2010-09-15 1,181 $0.00 1,181 $13.64
Common Stock Stock Appreciation Rights Disposition 2010-09-15 15,000 $0.00 15,000 $32.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,725 2019-02-27 No 4 M Direct
6,500 2016-03-27 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2010.
  2. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on February 27, 2010, another 20% will vest on February 27, 2011 and the remaining 60% will vest on February 27, 2012.
  3. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on March 23, 2007, 20% vested on March 23, 2008 and the remaining 60% vested on March 7, 2009.