Filing Details

Accession Number:
0001181431-10-047094
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-17 11:30:46
Reporting Period:
2010-09-15
Filing Date:
2010-09-17
Accepted Time:
2010-09-17 11:30:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1036044 Identive Group Inc. INVE Computer Peripheral Equipment, Nec (3577) 770444317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480431 S.c. Daniel Wenzel 1900 Carnegie Avenue
Bldg B
Santa Ana CA 92705
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-15 27,636 $0.00 8,607,216 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Footnotes
  1. Shares were purchased by Mountain Partners AG, which is an affiliate of Mr. Wenzel.
  2. Includes 6,200,000 shares held by Mountain Partners AG, which is an affiliate of Mr. Wenzel; 2,003,653 shares held by BH Capital Management AG, a company controlled and owned by Ayman S. Ashour and Mountain Partners AG, which is an affiliate of Mr. Wenzel; and 403,563 shares held by Rosenberg Venture AG, of which Mr. Wenzel is a member of the board of directors. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.