Filing Details
- Accession Number:
- 0001140361-10-037576
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-09-16 17:33:39
- Reporting Period:
- 2010-09-13
- Filing Date:
- 2010-09-16
- Accepted Time:
- 2010-09-16 17:33:39
- Original Submission Date:
- 2010-09-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1089143 | Collectors Universe Inc | CLCT | Services-Business Services, Nec (7389) | 330846191 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1390764 | J Michael Mcconnell | Collectors Universe, Inc. P.o. Box 6280 Newport Beach CA 92658 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-09-15 | 1,500 | $13.95 | 164,991 | No | 4 | S | Indirect | By Family Trust |
Common Stock | Disposition | 2010-09-15 | 300 | $13.96 | 164,691 | No | 4 | S | Indirect | By Family Trust |
Common Stock | Disposition | 2010-09-15 | 200 | $13.97 | 164,491 | No | 4 | S | Indirect | By Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Family Trust |
No | 4 | S | Indirect | By Family Trust |
No | 4 | S | Indirect | By Family Trust |
Footnotes
- This amendment on Form 4A corrects information regarding the previously reported sale, on September 15, 2010, of 2,000 shares, which was compromised of the three sales reported on this Form 4A.
- All shares sold were owned, and the remaining 164,491 shares are owned, by the McConnell Family Trust, of which the reporting person is a Trustee and in which he has a pecuniary interest. Prior to the transactions reported herein, ownership of certain of these shares was changed from being directly owned to being owned by the McConnell Family Trust.