Filing Details
- Accession Number:
- 0001140361-10-037548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-16 17:07:10
- Reporting Period:
- 2010-09-15
- Filing Date:
- 2010-09-16
- Accepted Time:
- 2010-09-16 17:07:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248060 | F William Ruprecht | 1334 York Avenue New York NY 10021 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-09-15 | 6,900 | $30.86 | 363,391 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-09-15 | 2,100 | $31.03 | 361,291 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-09-16 | 37,500 | $0.00 | 398,791 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-16 | 12,100 | $32.13 | 386,691 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-09-16 | 27,400 | $31.79 | 359,291 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option-Right to Buy | Disposition | 2010-09-16 | 37,500 | $0.00 | 37,500 | $8.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-08-05 | 2013-08-05 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.65 to $30.9975, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.01 to $31.05, inclusive.
- Includes 169,954 shares of unvested restricted stock
- Not Applicable
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32 to $32.42, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.70 to $31.99, inclusive.
- Granted under the Issuer's 1997 Stock Option Plan
Billionaire Hedge Funds
